The Series 7 Exam is the exam needed to become a General Securities Representative commonly called a stock broker.

The purpose of the Series 7 license is to set a level of competency for a registered representative or stockbroker to work in the securities industry. The Series 7 license is an essential requirement for an entry-level Broker. The licensing exam covers an extensive range of financial terms and topics as well as securities regulations.  To take the exam you must be sponsored by a FINRA “Member Firm”.

Concurrent with the Series 7 the candidate must also pass the Securities Industry Essentials Exam SIE Exam.

Unlike the Series 7 exam anyone 18 years or older may take this exam and does not require the sponsorship of a “Member Firm”

New Series 7 Top Off Exam

The New Series 7 Podcast exam Audio Lesson prep packages provide all the necessary tools to help you prepare, practice, and perform on the New Series 7 Top Off Exam, General Securities Representative (GS).

We offer an audio approach for exam prep you can use whatever the audio lessons needed to best suit your learning style and schedule to reinforce concepts used in the financial services industry.

Are you preparing for more than just the New Series 7 Exam? If you are and you commute or exercise our audio lessons for the new series 7 examination could help you.

Take a look at our Testimonials https://www.series7podcast.com/series-7-course-review/

This is the most comprehensive audio study package available, the New Series 7 Exam Audio Lesson Instruction Package, has everything you need to effectively prepare for your qualification exam in a audio format. However unless you have perfect total audio recall we recommend that you also study text take practice quizzes and use other learning methods to solidify your knowledge of the new series seven exam. Start your exam preparation by listening to bite sized audio lessons and to schedule daily audio lessons based on your study time frame and exam date.
Here is what our audio lessons include:

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